Assessment of displacements of retaining walls and surrounding buildings when constructing a deep excavation in dense urban areas
Main Article Content
Abstract
A comparison of the results of geodetic monitoring of displacements of existing buildings and retaining wall structures and numerical simulation of the stress-strain state (SSS) of the system ‘soil - retaining walls - existing buildings’ during excavation in dense urban construction is presented.
Numerical simulation of the SSS system ‘soil - retaining walls - existing buildings’ was performed in a three-dimensional formulation, which makes it possible to correctly assess the system's SSS by taking into account the spatial stiffness of the structures.
It is shown that the direct use of soil parameters given in the report on engineering and geological surveys for numerical simulation of the SSS system ‘soil - retaining walls - existing buildings’ without their verification can lead to a significant 2-3.5 times higher error in determining the calculated values of displacements of structures and soils. Accordingly, there is a need to verify soil parameters.
The verification of soil parameters allows for good agreement between numerical simulation data and actual monitoring data.
A back analysis and verification of the soil model parameters were performed to ensure the convergence of the results of numerical simulation and field observations. It is recommended to refine the parameters of the soil model on the basis of laboratory studies of soil parameters in a wide range of loads/unloads using axial and triaxial soil compression.
An alternative method for verifying the design parameters of the soil model is to perform test pits to determine the actual values of retaining wall displacements and, based on the back analysis, refine the design parameters of the soil model to match the results of numerical simulation and actual measurements of structural displacements. The implementation of these recommendations makes it possible to bring the values of structural displacements predicted by numerical simulation closer to the actual values during construction work.
Article Details

This work is licensed under a Creative Commons Attribution 4.0 International License.
Authors are published in this journal, agree to the following conditions:
Authors reserve the right to authorship of their work and transfer the journal the right of the first publication of this work under the terms of the Creative Commons Attribution License, which allows other persons to freely distribute published work with mandatory reference to authors original work and the first publication of work in this journal.
The authors have the right to enter into independent additional agreements on the non-exclusive dissemination of the work in the form in which it was published by this journal (for example, to post work in the electronic repository of the institution or to publish as part of a monograph), provided that the reference to the first publication of the work in this journal is maintained.
The journal's policy allows and encourages the authors to place the manuscript of the work on the Internet (for example, in the institutions' storehouses or on personal websites), both for presenting this manuscript to the editorial office and during its editorial processing, as this contributes to the creation of productive scientific discussion and positively affects the efficiency and dynamics of citing the published work (see The Effect of Open Access).
References
Bozkurt, S., Abed, A., & Karstunen, M. (2023). 2D & 3D numerical analyses of a deep excavation supported by LC columns (L. Zdravkovic, S. Kontoe, A. Tsiampousi, & D. Taborda, Eds.). In: 10th European Conference on Numerical Methods in Geotechnical Engineering (pp. 1-6). London: Imperial College London. https://doi.org/10.53243/NUMGE2023-188
Di Mariano, A., Arroyo, M., Gens, A., Amoroso, S., & Monaco, P. (2021). SDMT testing and its use in the numerical simulation of a deep excavation (T. Huszák, A. Mahler & E. Koch, Eds.). In: 6th International Conference on Geotechnical and Geophysical Site Characterization. Budapest: was held online. https://doi.org/10.53243/ISC2020-204
Dodigovic, F., Agnezovic, K., Ivandic, K., & Strelec S. (2022). An example of the protection of a deep excavation in an urban environment. Environmental Engineering, 9(1-2), 83-94. https://doi.org/10.37023/ee.9.1-2.9
Mitew-Czajewska, M. (2019). A study of displacements of structures in the vicinity of deep excavation. Archives of Civil and Mechanical Engineering, 19(2), 547-553. https://doi.org/10.1016/j.acme.2018.11.010
Носенко, В.С., Маламан, А.Р., & Сорока, П. (2024). Моніторинг за деформаціями огородження глибокого котловану та оточуючих будинків в умовах щільної міської забудови. Основи та фундаменти: Науково-технічний збірник, 49, 23-32.
DOI: 10.32347/0475-1132.49.2024.23-32
Bentley Systems. (2022). PLAXIS Material Models Manual: CONNECT Edition V22.01.
Schanz, T., Vermeer, P.A., & Bonnier P.G. (1999). The Hardening Soil Model: Formulation and Verification. Beyond 2000 in Computational Geotechnics – 10 years of Plaxis, 1, 281-296.
Yan, X., Tong, L., Li, H., Liu, W., Xiao, Yu., & Wang W. (2025). Effects of the excavation of deep foundation pits on an adjacent double-curved arch bridge. Underground Space, 21, 164-177. https://doi.org/10.1016/j.undsp.2024.09.001
Яковенко, М. (2021). Просторова модель та розвиток деформацій в часі за результатами геодезичного моніторингу підпірної стіни. InterConf, 51, 962-972.
https://ojs.ukrlogos.in.ua/index.php/interconf/article/view/11725
Bozkurt, S., Abed, A., & Karstunen, M. (2023). 2D & 3D numerical analyses of a deep excavation supported by LC columns (L. Zdravkovic, S. Kontoe, A. Tsiampousi, & D. Taborda, Eds.). In: 10th European Conference on Numerical Methods in Geotechnical Engineering (pp. 1-6). London: Imperial College London. https://doi.org/10.53243/NUMGE2023-188
Di Mariano, A., Arroyo, M., Gens, A., Amoroso, S., & Monaco, P. (2021). SDMT testing and its use in the numerical simulation of a deep excavation (T. Huszák, A. Mahler & E. Koch, Eds.). In: 6th International Conference on Geotechnical and Geophysical Site Characterization. Budapest: was held online. https://doi.org/10.53243/ISC2020-204
Dodigovic, F., Agnezovic, K., Ivandic, K., & Strelec S. (2022). An example of the protection of a deep excavation in an urban environment. Environmental Engineering, 9(1-2), 83-94. https://doi.org/10.37023/ee.9.1-2.9
Mitew-Czajewska, M. (2019). A study of displacements of structures in the vicinity of deep excavation. Archives of Civil and Mechanical Engineering, 19(2), 547-553. https://doi.org/10.1016/j.acme.2018.11.010
Nosenko, V.S., Malaman, A.R., & Soroka P. (2024). Monitorynh za deformatsiiamy ohorodzhennia hlybokoho kotlovanu ta otochuiuchykh budynkiv v umovakh shchilnoi miskoi zabudovy [Monitoring of deformations of the deep pit wall and surrounding buildings in dense urban areas]. Osnovy ta fundamenty: Naukovo-tekhnichnyi zbirnyk, 49, 23-32 (in Ukrainian).
DOI: 10.32347/0475-1132.49.2024.23-32
Bentley Systems. (2022). PLAXIS Material Models Manual: CONNECT Edition V22.01.
Schanz, T., Vermeer, P.A., & Bonnier P.G. (1999). The Hardening Soil Model: Formulation and Verification. Beyond 2000 in Computational Geotechnics – 10 years of Plaxis, 1, 281-296.
Yan, X., Tong, L., Li, H., Liu, W., Xiao, Yu., & Wang W. (2025). Effects of the excavation of deep foundation pits on an adjacent double-curved arch bridge. Underground Space, 21, 164-177. https://doi.org/10.1016/j.undsp.2024.09.001
Yakovenko, M. (2021). Prostorova model ta rozvytok deformatsii v chasi za rezultatamy heodezychnoho monitorynhu pidpirnoi stiny [Spatial model and development of deformations in time based on the results of geodetic monitoring of a retaining wall]. InterConf, 51, 962-972 (in Ukrainian).
https://ojs.ukrlogos.in.ua/index.php/interconf/article/view/11725